13F Institutional Holdings: A Guide to SEC Fund Disclosure
Understand 13F institutional holdings and why these SEC filings lag the market. Learn how to track hedge fund portfolios and institutional …
Insiders & Ownership Guides
Insider trades on Form 4, 5% stakes on Schedules 13D and 13G, buybacks and activist investors.
Understanding Schedule 13G: A Guide to Passive Ownership Rules
Learn how a Schedule 13G filing impacts investors. This guide explains passive ownership thresholds, SEC filing deadlines, and differences …
Mastering Schedule 13D Filings: A Guide to Activist Investors
Learn how Schedule 13D filings reveal activist investor stakes above 5%, including essential SEC deadlines, disclosure requirements, and gr…
Understanding the Rule 10b5-1 Trading Plan: SEC Rules and Amendments
Learn how a Rule 10b5-1 trading plan protects insiders from illegal trading claims and explore the 2022 SEC amendments, cooling-off periods…
Decoding the Insider Buying Signal: A Guide to SEC Form 4 Analysis
Learn how to interpret an insider buying signal using SEC Form 4 filings. Understand Rule 10b5-1, reporting deadlines, and research on stoc…
Form 4 Insider Trading: Decoding Transaction Codes and Rules
Learn how to decode Form 4 insider trading filings, understand transaction codes like P, S, A, and M, and track SEC reporting requirements …